In financial services, a broker-dealer is a natural person, a company or other organization that engages in the business of trading securities on behalf of its customers or for its own account. When executing trade orders on behalf of a customer, the institution is said to be acting as a broker. When executing trades for its own account, the institution is said to be acting as a dealer.
Is DRSI a broker-dealer?
Yes, DRSI is a broker-dealer and member of FINRA/SIPC (www-finra.org / www.sipc.org).
What type of securities does DRSI offer?
DRSI offers investments in commercial real estate through direct participation program securities.
Can I purchase securities mvestments through DRSI?
Qualified accredited investors that meet applicable suitability and financial requirements are able to purchase investments through DRSI.
Please give us a call to discuss these requirements further.
Is DRSI affiliated with the sponsors of any of its Investment offenngs?
Direct Realty Securities, Inc, (“DRSI”), may offer direct participation program securities wherein U.S. Realty Partners, Inc., (“USRP”) or its principal, Jay Kerner, or their affiliates are the sponsor or co-sponsor of the investment. There is the potential for substantial corflicts of interest between DRSI and USRP as Mr. Kerner is the principal of both companies. Further, DRSI may receive substantial fees from USRP related to the sale of securities sponsored by USRP or its affiliates.
This is not an offer to sell or a solicitation of any offer to buy any securities. Offers are made only by prospectus or other offering materials and interested parties must meet the suitability standards required by law.